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Welcome to episode #2 of our securities exam Question of the Week series with Suzy Rhoades, our expert securities exam prep instructor. In this video, Suzy will cover 10 questions related to the topic of characteristics of pooled investments using questions presented directly from our securities exam prep licensing courses. You can expect test questions related to this topic to appear on the following securities industry exams: Securities Industry Essentials (SIE) - https://passmasters.com/securities-ex... Series 6 exam - https://passmasters.com/securities-ex... Series 7 exam - https://passmasters.com/securities/se... Series 65 exam - https://passmasters.com/securities-ex... Series 66 exam - https://passmasters.com/securities-ex... If you are studying for any of the above exams and would like to learn more about our online video-based course offerings with Suzy, please click the link below: https://passmasters.com/securities-ex... Check out Mike'ss feedback about my course below and check our site to see what others have to say about their experience preparing for their securities exams: https://passmasters.com/testimonials/ Mike - Series 65 student "I was overwhelmed with the first 3 companies I signed up with until I found PassMasters! Suzy's program is my style. Bite-size and a combination of reading/recorded instruction/practice test questions. I definitely passed because of you! Time to celebrate!" #series7practicetest #series66testquestions #series66audioquestions Do you have questions about anything covered in this video? Or about any of the securities exams in general? Post a comment and we will respond asap. Thanks for viewing and happy studies! --Contents of this video— 0:00 – Welcome 1:03 – Practice Question 1 – Letter of intent 1:46 – Practice Question 2 – Letter of intent 2:38 – Practice Question 3 – Breakpoints 3:31 – Practice Question 4 – Taxability 4:21 – Practice Question 5 – Classes of fund shares/12b1-fees 11:28 – Practice Question 6 – Income from pooled investments 13:10 – Practice Question 7 – 12b1-fees 14:54 – Practice Question 8 – Withdrawal plans 16:13 – Practice Question 9 – Dividend distributions 17:44 – Practice Question 10 – Capital gain distributions 18:21 – Recap