SIE Exam - What is the FINRA SIE Exam & Why am I taking it? скачать в хорошем качестве

SIE Exam - What is the FINRA SIE Exam & Why am I taking it?

SIE Exam - What is the FINRA SIE Exam & Why am I taking it? The Securities Industry Essentials® (SIE®) Exam is a FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. The SIE is open to anyone aged 18 or older, including students and prospective candidates interested in demonstrating basic industry knowledge to prospective employers. Association with a firm is not required to take the SIE, and results are valid for four years. Passing the SIE alone does not qualify an individual for registration with a FINRA member firm or to engage in securities business. In order to become registered to engage in securities business, an individual must pass the SIE and a qualification exam appropriate for the type of business the individual will engage in. The individual must be associated with a member firm to take a qualification exam.#TonyDenaro #SIEExam #FINRA Link to FINRA SIE Exam Info: https://bit.ly/41SyXdw 🦍Become a Channel Member!    / tonydenaro   🧡 DISCORD! Talk, Share ideas and learn in an environment of traders who focus on filings, analysis and sharing proper fact based due diligence.   / discord   🦎MarketChameleon Investment Analysis Tools: https://marketchameleon.com/?pap_aid=... 🐤TWITTER:   / tony_denaro   💹 STOCKTWITS: https://stocktwits.com/TonyDenaro 📶 TWITCH backup livestream (add it now!):   / tonydenaro   📰 REDDIT:   / tonydenaro   💥Links for Content Creators:💥 1) Best free software for Collab videos - Restream: https://restream.io/join/TonyDenaro 2) Diversify where your content is published, sign up for Rumble: https://rumble.com/register/TonyDenaro/ 💥Links for Content Creators💥 Send Tony Denaro something: Tony Denaro 10900 Research Blvd Suite 160-C #196 Austin, TX 78759 DISCLAIMER: Content, strategies and opinions on this channel are for entertainment purposes only. Tony Denaro is not a financial advisor. Discussion in this video is Tony's opinion (or opinion of his guests), and not specific investment or legal advice for you.. Always do your own due diligence. Read company SEC filed 8-K, 10-Q, 10-K filings, Financial Statements and the Risk Factors contained therein BEFORE INVESTING. Past performance is not indicative of future results. Content in this video is not personalized material for you, but rather general educational and informational material and opinion. All investments have inherent risk. YOU MAY LOSE MONEY. Seek a duly licensed professional for investment, tax or legal advice.