Series 6 Exam Study Guide - FINRA Practice Test & Review (35 Need to Know Questions) скачать в хорошем качестве

Series 6 Exam Study Guide - FINRA Practice Test & Review (35 Need to Know Questions)

Get exam-day ready with this focused Series 6 exam study guide and FINRA-style practice review designed around 35 “need to know” questions. This video is ideal for future registered representatives, Series 6 candidates, finance students, and anyone preparing to sell mutual funds, variable annuities, and other investment company products. You’ll walk through realistic test questions with clear explanations so you can strengthen your understanding of key FINRA concepts and boost your confidence before sitting for the Series 6 license. Throughout the video, you’ll review what a Series 6 registration actually allows you to sell, including investment company products and variable contracts, and how mutual fund pricing works through Net Asset Value (NAV). You’ll reinforce critical exam topics such as 12b-1 fees, breakpoints, mutual fund sales charge limits, open-end versus closed-end management companies, UITs, face-amount certificates, and the structure of variable life insurance and variable annuities. You’ll also see how concepts like systematic risk, interest rate risk, and suitability play out in FINRA-style questions so you can recognize them quickly on test day. The practice questions also cover the regulatory framework you must master to pass the Series 6 exam: FINRA communication rules and principal approval, customer complaint handling, new account form requirements, statutory disqualification, and rules around profit and loss sharing, borrowing from customers, and discretionary authority. You’ll work through scenarios involving mutual fund prospectus delivery, Investment Company Act of 1940 requirements, qualified retirement plans, 529 plans, ACATS account transfers, tombstone ads, and which communications must be filed with FINRA. Each explanation is designed to connect the rule to real-world examples, helping you remember the material under pressure. This video is especially helpful if you’re a busy test-taker looking for a concise Series 6 practice test and review you can watch before your exam date. Use it as a final review session, a way to diagnose weak areas, or as a companion to your main Series 6 study guide and question bank. If you’re preparing for a career in financial services, selling mutual funds, variable annuities, and other packaged products, this walkthrough will help you build the core exam knowledge you need to move forward in the licensing process. If you find this Series 6 exam prep helpful, be sure to subscribe for more FINRA licensing content, practice questions, and study guides. Comment with your score, any topics you’d like more help with, or additional exams you’re preparing for, and share this video with classmates, colleagues, or anyone else studying for the Series 6 license so they can benefit from the review as well. #Series6Exam #FINRA #Series6StudyGuide #Series6PracticeQuestions #InvestmentCompanyProducts #MutualFunds #VariableAnnuities #FINRAExamPrep #SecuritiesLicensing #ExamPrep #FinanceCertification #Series6Review