Series 24 Exam Practice Questions TestGeek скачать в хорошем качестве

Series 24 Exam Practice Questions TestGeek

Guru20 discount code at http://www.testgeekexamprep.com/ Series 24 TestGeek YouTube    • Series 24 Test Concept - Closeouts   Time stamps: 00:00 Introduction 3:01 Principal signature required on new account form' 3:20 Suitability information 3:40 REITs 4:00 DPPs 4:20 Can't short into a tender offer 5:58 Retail advertising or communication 6:33 10 day response to arbitration proceeding 7:31 Buy in after 13 days 8:18 Outside business activities 8:41 Prinicipal signature required 10:50 ACAT 11:49 Stabilization bid 13:05 Statutory disqualification 13:29 Wire record retention for over $3K 13:45 Rule 144 14:53 Unreasonable mark up 16:21 18 months for illiquid investments 17:37 Record retention 18:37 No discretion ina self underwriting or control relationship 19:57 Cordination for interstate offering 20:25 Stabilizing bid 21:02 Entering a quote 23:26 Reg D 506 24:10 DPPs 24:56 Foreign clearing firm 25:30 Research analyst independence 26:22 Rule 144A 27:02 Retail communication 27:25 3 year rexords 27:42 WKSI 28:20 $2,000 minimum in a new margin account 28:44 Arbitration agreement 29:11 Fairness opinion 29:55 Disciplined reps joining a new firm 30:13 Green shoe in a frim commitment underwriting 15% 31:09 Monthly execution report 31:15 Review of accounts held elsewhere 31:22