Π£ Π½Π°Ρ Π²Ρ ΠΌΠΎΠΆΠ΅ΡΠ΅ ΠΏΠΎΡΠΌΠΎΡΡΠ΅ΡΡ Π±Π΅ΡΠΏΠ»Π°ΡΠ½ΠΎ Series 65/66 Exam ( Federal Securities Acts) ΠΈΠ»ΠΈ ΡΠΊΠ°ΡΠ°ΡΡ Π² ΠΌΠ°ΠΊΡΠΈΠΌΠ°Π»ΡΠ½ΠΎΠΌ Π΄ΠΎΡΡΡΠΏΠ½ΠΎΠΌ ΠΊΠ°ΡΠ΅ΡΡΠ²Π΅, Π²ΠΈΠ΄Π΅ΠΎ ΠΊΠΎΡΠΎΡΠΎΠ΅ Π±ΡΠ»ΠΎ Π·Π°Π³ΡΡΠΆΠ΅Π½ΠΎ Π½Π° ΡΡΡΠ±. ΠΠ»Ρ Π·Π°Π³ΡΡΠ·ΠΊΠΈ Π²ΡΠ±Π΅ΡΠΈΡΠ΅ Π²Π°ΡΠΈΠ°Π½Ρ ΠΈΠ· ΡΠΎΡΠΌΡ Π½ΠΈΠΆΠ΅:
ΠΡΠ»ΠΈ ΠΊΠ½ΠΎΠΏΠΊΠΈ ΡΠΊΠ°ΡΠΈΠ²Π°Π½ΠΈΡ Π½Π΅
Π·Π°Π³ΡΡΠ·ΠΈΠ»ΠΈΡΡ
ΠΠΠΠΠΠ’Π ΠΠΠΠ‘Π¬ ΠΈΠ»ΠΈ ΠΎΠ±Π½ΠΎΠ²ΠΈΡΠ΅ ΡΡΡΠ°Π½ΠΈΡΡ
ΠΡΠ»ΠΈ Π²ΠΎΠ·Π½ΠΈΠΊΠ°ΡΡ ΠΏΡΠΎΠ±Π»Π΅ΠΌΡ ΡΠΎ ΡΠΊΠ°ΡΠΈΠ²Π°Π½ΠΈΠ΅ΠΌ Π²ΠΈΠ΄Π΅ΠΎ, ΠΏΠΎΠΆΠ°Π»ΡΠΉΡΡΠ° Π½Π°ΠΏΠΈΡΠΈΡΠ΅ Π² ΠΏΠΎΠ΄Π΄Π΅ΡΠΆΠΊΡ ΠΏΠΎ Π°Π΄ΡΠ΅ΡΡ Π²Π½ΠΈΠ·Ρ
ΡΡΡΠ°Π½ΠΈΡΡ.
Π‘ΠΏΠ°ΡΠΈΠ±ΠΎ Π·Π° ΠΈΡΠΏΠΎΠ»ΡΠ·ΠΎΠ²Π°Π½ΠΈΠ΅ ΡΠ΅ΡΠ²ΠΈΡΠ° ClipSaver.ru
In this Series 65 Exam video , gain critical insights into the Federal Securities Act, a must for all preparing for the FINRA and NASAA exams. Relevant to Series 63, 65, and 66, this discussion demystifies complex concepts related to Acts of 33, 34, 39, 40 and other federal laws. The Series 7 Whisperer , the course creator, will guide you through the world of pre-filing, registrations, and prospectus, emphasizing the importance of error-free and authentic documentation to avoid legal troubles. Explore the posts in the 'effective' phase, understanding the allocation of shares, restrictions for the brokerage industry, and required documentation. Furthermore, delve into the intricacies of the IPO process, from over-the-counter and follow-up rounds to exchange-listed offerings, breaking down the risks, legal requisites, and timeline for each. In this Series 65 Exam and Series 66 Exam video episode, we'll zoom in on the Act of 1933, focusing on securities that are exempt from registration. Learn about the roles of various players in relation to this Act, such as issuer companies, government agencies, non-profit organizations, U.S banks, and trust companies. Join us to unravel the nuances of securities regulations and the dynamics of the financial market. Dig deeper into the lesser-talked about regulations, such as the Act of 1939, as we share real-life anecdotes on money laundering from the '80s, discuss the three stages of money laundering, and shed light on the mandatory annual compliance training every financial firm has to follow. Expand your understanding of the role of municipal securities rule and Making Board (MSRB) in enforcing rules for various entities. Lastly, we'll cover the Investment Company Act of 1940 and the Investment Advisors Act of 1940 to understand their jurisdiction. Tune in to this reservoir of invaluable information, ideal for finance students, practitioners, and anyone interested in learning about securities regulations! Capital Advantage Tutoring channel (#1 channel for SIE ands Series 7 Exam ) on Youtube over 300 videos to help you pass the FINRA and Nasaa exams Give Achievable a try (FREE TRIAL) https://achievable.me/#a_aid=capital-... If you are looking for a Series 7 top off tutor please visit https://www.series7exam.org Or check out Michael Weiss ( great tutor ) https://www.series7examtutor.com For a 15% discount on STC materials https://www.stcusa.com/referral/capit... #series65Exam #series66 #series7whisperer #capitaladvantagetutoring #series7exam #securities_brokerage Try Kindle Unlimited for free ( 30 days) https://amzn.to/3zRo9hA Join this channel to get access to perks: Β Β Β /Β @series7examΒ Β Series 7 for Dummies--https://amzn.to/36lmX7r Series 7 for Dummies Questions -- https://amzn.to/352vDiK Series 6 questions-- https://amzn.to/2ToH01j Series 6 book by Wiley -- https://amzn.to/2wpInn9 Michael Lewis ( love his take on finance ) Liars poker https://amzn.to/34J6MQH Flash Boys https://amzn.to/34zVwFU Money Culture https://amzn.to/2JSV6CQ PANIC!! https://amzn.to/2Nlvd0w #Series7exam #sieexam #finra #capitaladvantagetutoring #series7whisperer Ken Finnen Chatham NJ