SIE Exam Tomorrow? Last-Minute Masterclass for passing the SIE Exam ! скачать в хорошем качестве

SIE Exam Tomorrow? Last-Minute Masterclass for passing the SIE Exam !

Hey everyone! Are you looking for help prepping for the Securities Industry Essentials or SIE exam? Look no further! In this quick and Dirty review video, I'm going to break down the key concepts you need to know for the SIE exam, answer some commonly asked questions, and provide some tips to get ready. Let's start with the basics. The SIE exam is an introductory-level FINRA qualification exam. It covers four main topics: securities industry overview, stocks, bonds, and taxation. It's important to know the terminology related to these topics and be familiar with the concepts. Next, let's cover some common questions about the SIE exam. The exam format consists of 75 multiple-choice questions of which five are practice questions. To pass the exam, you must answer at least 70% out of the 75 questions correctly. You can schedule the exam through Prometric or through your broker-dealer. 0:00 Intro 03:47 Securities Regulators 05:36 Registration of Securities ( Act of 1933) 07:01 Securities Registration Exemptions ( Reg A, Reg D, Rule 147) 08:41 Securities Act of 1934 08:54 MISSPERMS 09:28 Selling Short 10:09 Margin 10:45 SIPC 12:34 Equities ( Common,Preferred) 12:54 Risks of owning Common Stock 13:19 Rights of a Common Stockholder 13:45 Dividends and Ex-dividend date ( DERP) 14:44 Stock Dividend/ Stock Split 16:45 Preferred Stock 20:46 Current Yield 21:31 Debt ( Corporate, Municipal, Treasury Bonds) 24:45 Credit Ratings 35:20 Investment Company Act Of 1940 ( Mutual Funds) 37:11 ETFs and ETNs 39:27 Variable Annuities 41:32 Retirement Accounts 45:47 AML ( Anti-Money Laundering) 49:25 What the RR can and Cannot do https://CapAdvantageTutoring.com/ #Series7exam #SIEexam #FINRA #CapitalAdvantageTutoring #Series7Whisperer #lastminutereview #quickanddirty Give Achievable a try (FREE TRIAL) https://achievable.me/#a_aid=capital-... If you are looking for a Series 7 top off tutor please visit https://www.series7exam.org Or check out Michael Weiss ( great tutor ) https://www.series7examtutor.com For a 15% discount on STC materials https://www.stcusa.com/referral/capit... Try Kindle Unlimited for free ( 30 days) https://amzn.to/3zRo9hA Join this channel to get access to perks:    / @series7exam   Series 7 for Dummies--https://amzn.to/36lmX7r Series 7 for Dummies Questions -- https://amzn.to/352vDiK Series 6 questions-- https://amzn.to/2ToH01j Series 6 book by Wiley -- https://amzn.to/2wpInn9 Michael Lewis ( love his take on finance ) Liars poker https://amzn.to/34J6MQH Flash Boys https://amzn.to/34zVwFU Money Culture https://amzn.to/2JSV6CQ PANIC!! https://amzn.to/2Nlvd0w#series7exam