Series 24 Exam Prep Regulation M (Rules 101 & 102, 103, 104, 105) and for Series 57 Exam too! скачать в хорошем качестве

Series 24 Exam Prep Regulation M (Rules 101 & 102, 103, 104, 105) and for Series 57 Exam too!

   • Series 24 Exam Market Making (Series 57 too!)   this is a lecture on market making for 24 and 57 Time stamps: 00:00 Real life examples of pegging 1:33 Pegging the price of an automobile 4:37 Attempted peg at or above the strike price of the puts on the Nkkei index by Nick Lesson of Baring Brothers Bank 6:24 Issuer attempting to buy its own to peg its stock at $75 per share through its DMM 8:43 Investment bank using the trading desk tp peg at $20 per share to collect additional compensation 8:43 Regulation M for Series 24 exam and Series 57 exam 9:34 Rule 101 distribution participants and 102 Issuer restricted participation in the secondary market for the reference security 10:52 Rule 103 "going passive" as a market maker in the reference security 12:46 Rule 104 Stabilization 14:34 Rule 105 can't use the shares obtained in the offering to cover a short position 15:49 Practice questions