NISM Series XV Chapter 7: Company Analysis – Business and Governance 📚 Top 20 MCQs💯 Research Analyst скачать в хорошем качестве

NISM Series XV Chapter 7: Company Analysis – Business and Governance 📚 Top 20 MCQs💯 Research Analyst

🎯 NISM Series XV: Research Analyst | Chapter 7 - Company Analysis: Business & Governance | Top 20 Questions & Answers with Detailed Explanation 💡 India's Most Trusted Platform For NISM Exam Practice 🌐 Visit: https://nismseries.com/ 📞 Contact: +91 9907566149 +91 9485132399 📧 Email: help.nismseries@gmail.com 📚 Unlimited Mock Tests Available | Practice More, Score More! Master Chapter 7 with the most important MCQs! Business Model Analysis, Promoter Shareholding, Promoter Pledge %, Board Composition, Independent Directors, Related Party Transactions, Insider Trading, SEBI LODR Regulations, Majority & Minority Shareholder Rights - all explained for exam success. 🎯 Topics Covered in This Q&A Session: ✅ Business Model - Revenue Streams & Cost Structure ✅ Competitive Advantage (Economic Moat) Types ✅ Qualitative vs Quantitative Company Analysis ✅ Promoter Shareholding - What % is Healthy? ✅ Promoter Pledge % - Risk Signal for Investors ✅ Board of Directors - Composition & Independence ✅ Independent Director Definition & Minimum % Rule ✅ Minimum 49% / 50% / 33% Director Thresholds (EXAM TRICK!) ✅ Related Party Transactions (RPT) - Red Flags ✅ SEBI LODR Regulations - Listing Obligations ✅ Minimum Public Shareholding = 25% Rule ✅ Insider Trading - Definition & SEBI Prohibition ✅ UPSI (Unpublished Price Sensitive Information) ✅ Minority Shareholder Protection Mechanisms ✅ COVID-19 Impact on Company Analysis (2019 Case) ✅ Sample Questions Solved with Tricky Options 📌 Key Concepts (Exam Important): Business Model Analysis (CRITICAL!): • Revenue model = How does the company earn money? • Cost structure = Fixed vs variable cost breakdown • Competitive moat = Brand, patents, network effect, cost advantage • Scalability = Can the business grow without proportional cost increase? • Management quality = Track record, integrity, capital allocation Promoter Shareholding (EXAM FAVOURITE!): • Minimum Public Shareholding = 25% mandatory (SEBI rule) • Maximum Promoter Holding = 75% (to ensure 25% public float) • High promoter pledge = RISK signal (stock may be sold if price falls) • Promoter pledge % should be as LOW as possible (closer to 0% = better) Board Composition (CRITICAL!): • Minimum 1/3rd (33%) of board = Independent Directors • If Chairman is executive = Minimum 50% must be independent directors • If Chairman is non-executive = Minimum 1/3rd independent directors • Listed companies must have at least 6 directors on board Independent Director Rules: • Cannot be related to promoters or management • Cannot have material business dealings with the company • Maximum tenure = 5 years (renewable once for another 5 years) • Must attend minimum 50% of board meetings to retain position Related Party Transactions (RPT): • Transactions between company and its promoters/relatives/associates • Must be disclosed and approved by audit committee • Material RPTs require shareholder approval (Red Flag if excessive!) • Excessive RPTs = Possible fund diversion warning sign SEBI LODR & Insider Trading: • LODR = Listing Obligations & Disclosure Requirements Regulations • UPSI = Unpublished Price Sensitive Information (e.g., quarterly results before announcement) • Trading on UPSI = Insider Trading = SEBI prohibition + criminal penalty • Trading window closed 48 hours before + 48 hours after result announcement ⚡ Exam Tips: • Minimum public shareholding = 25% (promoters max = 75%) • 33% independent directors = When chairman is NON-executive • 50% independent directors = When chairman IS executive • Promoter pledge = HIGH % is a RED FLAG (not a positive sign!) • RPT = Must be disclosed + audit committee approved (not hidden!) • UPSI trading = Insider trading = SEBI banned (criminal liability) • Competitive moat = Key differentiator in long-term company analysis 🔔 Subscribe for complete NISM Series XV preparation! 💬 Doubts? Comment below! 👍 Found this helpful? LIKE & SHARE! #NISMSeriesXV #NISMSeries15 #ResearchAnalyst #Chapter7 #CompanyAnalysis #CorporateGovernance #PromoterShareholding #PromoterPledge #IndependentDirectors #RelatedPartyTransactions #InsiderTrading #UPSI #SEBILODR #NISMMCQ #Top20Questions