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The SIE Exam is an introductory-level FINRA exam designed to assess a candidate's knowledge of basic securities industry information. It serves as the prerequisite for "top-off" exams like the Series 7 or Series 6. Key Highlights: No Sponsorship Required: Unlike most FINRA exams, anyone 18 or older can take the SIE without being employed by a firm. Structure: 75 multiple-choice questions (+ 5 unscored trial questions). Duration: 1 hour and 45 minutes. Validity: Once passed, the credit is valid for 4 years. Passing Score: 70%. Primary Resources & Links 1. Official FINRA Resources (Must-Use) Official Content Outline: The definitive syllabus showing exactly what will be tested. FINRA SIE Content Outline (PDF) Practice Test: A free, full-length simulation of the exam interface. Official FINRA SIE Practice Test Registration & Enrollment: The portal to create an account and schedule your exam date. FINRA SIE Enrollment Page PRACTICE Here : https://www.finra.org/practice-test instead of just finra.org/practice-test. Legal Disclaimer Disclaimer: The information provided here is for educational and informational purposes only and does not constitute professional financial, legal, or investment advice. While every effort is made to ensure accuracy, the rules and regulations of the Securities Industry Essentials (SIE) exam are subject to change by FINRA. Passing the SIE exam does not grant a license to sell securities; you must still pass a "top-off" exam (such as Series 7 or 6) and be associated with a FINRA-member firm to become fully registered. Always refer to FINRA.org for the most current exam requirements and policies.