Master the Series 24 Exam:Primary and Underwriting скачать в хорошем качестве

Master the Series 24 Exam:Primary and Underwriting

Capital Advantage Tutoring channel (#1 channel for SIE ands Series 7 Exam ) on Youtube over 300 videos to help you pass the FINRA and Nasaa exams 0:00 Introduction 0:30 Public Offerings Overview 2:30 SEC Registration & Retail Investor Protection 4:00 Private Placements (Reg D) 5:30 Accredited Investors Defined 7:00 Reg D Rule Breakdown 9:00 Rule 506(b) vs. 506(c) Differences 11:00 IPO vs. Follow-On Offerings 13:00 Secondary Market Offerings Explained 15:00 PIPE (Private Investment in Public Entity) Overview 17:30 Cooling-Off Period & SEC Review Process 20:00 S-1 Filing & Quiet Period Rules 22:00 SEC Deficiency Notices & Approval Process 25:00 Roadshows & Indications of Interest 28:00 Final Prospectus & Access Equals Delivery Rule 31:00 Rule 147 (Intrastate Offerings) Explained 34:00 Crowdfunding Under JOBS Act 37:00 Shelf Offerings (Rule 415) & WKSI vs. Seasoned Issuer 41:00 Reg D & Holding Periods 44:00 Rule 144 & Selling Restrictions for Control Persons 47:00 Reg S (Offshore Offerings) Overview 49:30 Reg A+ (Small Issuer Exemption) Breakdown 52:00 Private Placement Process & Required Documents 55:00 Rule 145 (Reclassification of Shares) 58:00 Underwriting Process & Syndicate Agreements 1:02:00 Types of Underwriting Commitments (Firm, Best Efforts, etc.) 1:06:00 All-or-None & Mini-Max Offerings 1:09:00 Standby Agreements & Preemptive Rights 1:12:00 Reg M: Preventing Market Manipulation 1:15:00 Restricted Periods & Trading Restrictions 1:18:00 Passive Market Making (Rule 103) 1:21:00 Stabilizing Bids & Legal Manipulation (Rule 104) 1:25:00 Penalty Bids & Flipping Prevention 1:28:00 Reg M Rule 105: Short Selling Before Offerings 1:31:00 FINRA Corporate Finance Filing Requirements 1:34:00 Conflicts of Interest & Independent Underwriters 1:38:00 IPO Allocation Rules & Spinning Violations 1:41:00 Market Orders & Trading Restrictions Before IPOs 1:44:00 New Issue Rule (Restricted Persons & Exceptions) 1:48:00 Final Thoughts & Study Recommendations 1:50:00 Live Q&A Sessions & Resources Give Achievable a try (FREE TRIAL) https://achievable.me/#a_aid=capital-... If you are looking for a Series 7 top off tutor please visit https://www.series7exam.org Or check out Michael Weiss ( great tutor ) https://www.series7examtutor.com For a 15% discount on STC materials https://www.stcusa.com/referral/capit... Try Kindle Unlimited for free ( 30 days) https://amzn.to/3zRo9hA Join this channel to get access to perks:    / @series7exam   Series 7 for Dummies--https://amzn.to/36lmX7r Series 7 for Dummies Questions -- https://amzn.to/352vDiK Series 6 questions-- https://amzn.to/2ToH01j Series 6 book by Wiley -- https://amzn.to/2wpInn9 Michael Lewis ( love his take on finance ) Liars poker https://amzn.to/34J6MQH Flash Boys https://amzn.to/34zVwFU Money Culture https://amzn.to/2JSV6CQ PANIC!! https://amzn.to/2Nlvd0w #Series7exam #sieexam #finra #capitaladvantagetutoring #series7whisperer Ken Finnen Chatham NJ